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19 Jobs in New York City, NY
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Investment Team Leader
New York City, New York... Management business of Prudential, were always looking for ways to improve financial services. Were ... objectives of Prudential Private Capital overallWhat you will Bring: <li ... -
Global Regulatory Policy Manager – Liquidity
New York, New York... other ongoing changes to the prudential regulatory landscape. Global Regulatory Policy Manager – Liquidity covers a number of key aspects of prudential interpretation, including risk weighted assets (RWAs ... -
Regulatory Policy Manager - Credit Valuation Adjustment
New York, New York... responsible for establishing HSBC’s Group level, and certain regional level, prudential regulatory capital ... functions and businesses on a full range of transactions and prudential regulatory capital issues, including ... -
Regulatory Policy Manager - Market Risk
New York, New York... responsible for establishing HSBC’s Group level, and certain regional level, prudential regulatory capital ... functions and businesses on a full range of transactions and prudential regulatory capital issues, including ... -
Americas Senior Equities Risk & Control Officer (Director/SVP)
New York, New York... with firm-wide standards and regulatory expectations with Prudential Bank Regulations. The role ... Prudential Bank Regulations (K, O, W). Issue and CAP management, as well as the ability to lead substantive ... -
Director & Counsel, Bank Regulatory
New York, New York... advice on key prudential bank regulatory issues of importance to American Express and American Express ... American Express National Bank on the interpretation of and compliance with key U.S. prudential banking ... -
AMER-Market Risk Professional
New York, New York... Prudential Standards (EPS). Establishing and maintaining a consistent risk framework, including policies ... -
Investment Advisory Compliance
New York, New York... Prudential/PGIM compliance programs and initiatives; Maintain the firm’s institutional conflicts of ... ; Collaborate with Jennison and PGIM/Prudential compliance colleagues to drive coordinated ... -
Financial Specialist - Capital & Liquidity (CFO Regulated Entities) - Finance & Administration
New York, New York... Facilities (MTFs): Investment Firm Prudential Regime (IFPR) for a Non-SNI firm under MIFIDPRU; including ... Companies Act 2006 ("Companies Act"), FCA Handbook (MIFID PRU - prudential sourcebook for MiFID Investment ... -
AMER-Market Risk Professional
New York, New York... Enhanced Prudential Standards (EPS). Establishing and maintaining a consistent risk framework, including ... -
Business Controls Lead (SVP) - Commercial Bank - Hybrid
New York, New York... broker-dealer regulatory requirements. Experience in prudential regulation screening (e.g., Reg W, Reg O ... -
Director, Non-Trading Market Risk and Liquidity Risk
New York, New York... Volcker and Enhanced Prudential Standards Liaise closely with other business partners including ... -
Program Lead, Cybersecurity Risk and Policy
New York, New York... international and domestic prudential standards for banking organizations, financial market utilities (FMUs ... -
Cyber/IT Policy Associate
New York, New York... international and domestic prudential standards for banking organizations, financial market utilities (FMUs ... -
Financial Services, Non-Financial Risk, Enterprise Risk Transformation - Senior
New York, New York... markets, asset management, or insurance industries. 1 year of experience in Enhanced Prudential ... -
Advisory Financial Services Risk, Data & Regulatory, Liquidity - Senior Consultant
New York, New York... are not limited to; Enhanced Prudential Standards-Regulation YY, Basel III LCR and NSFR, FR 2052a, SR ... -
FSRM Advisor - FSRM - Liquidity and Treasury Services - FSO - Manager - Multiple Positions - 1489838
New York, New York... industry best practice and regulatory standards, including: Dodd Frank Enhanced Prudential Standards; Basel ... -
Advisory Financial Services Risk, Data & Regulatory, Liquidity - Senior Manager
New York, New York... ; Enhanced Prudential Standards-Regulation YY, Basel III LCR and NSFR, FR 2052a, SR 10-1 Interagency Advisory ... -
Senior Audit Manager - International Compliance
New York, New York... expertise relating to prudential risk, conduct of business and risk and remuneration across multiple ...
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