Randstad US compliance associate in san antonio, Texas
san antonio , texas
posted 2 days ago
$24 - $26.44 per hour
category business and financial operations occupations
Join our San Antonio-based client's Compliance Department as a Compliance Associate and play a crucial role in mitigating regulatory and reputational risk to the firm. We are seeking a detail-oriented and analytical individual to review complex client documents, evaluate findings, and ensure adherence to firm and regulatory requirements. With the opportunity to learn about compliance, crminal justice, law enforcement, fraud detection, and Anti-Money Laundering (AML), this role offers professional growth and the chance to advance your experience in these fields. If you have 1-2 years of mutual fund operations or financial services experience, exceptional communication and problem-solving skills, and a close attention to detail, we invite you to now.
salary: $24 - $26.44 per hour
work hours: 8 AM - 5 PM
education: High` School
Perform the legal and compliance work related to the account change process for Bernstein Private Wealth Management clients including reviewing and analyzing all changes and update requests for private client discretionary accounts
Escalates significant research findings/concerns to Team Leader or Manager to obtain instructions on how to proceed
Documents results/outcomes, supervisory instructions, exception processing, or other miscellaneous comments on AWD or on hardcopy reports
Utilize your critical thinking skills as you review and analyze client documents, including trusts and pension plans, and respond back to questions about these documents accordingly
Protect the firm's reputational risk by ensuring compliance with all regulatory and firm requirements, including conducting AML due diligence for new account owners and authorized individuals
Showcase your relentless ingenuity by updating and implementing new processes both in legal and sales
The essential functions of this role include:
- working in a smoke free environment
Risk - Mitigation
Regulatory Compliance - SEC
Regulatory Compliance - Other
Mutual Fund Accounting
Years of experience: 2 years
Experience level: Experienced
Randstad is a world leader in matching great people with great companies. Our experienced agents will listen carefully to your employment needs and then work diligently to match your skills and qualifications to the right job and company. Whether you're looking for temporary, temporary-to-permanent or permanent opportunities, no one works harder for you than Randstad.
Equal Opportunity Employer: Race, Color, Religion, Sex, Sexual Orientation, Gender Identity, National Origin, Age, Genetic Information, Disability, Protected Veteran Status, or any other legally protected group status.
At Randstad, we welcome people of all abilities and want to ensure that our hiring and interview process meets the needs of all applicants. If you require a reasonable accommodation to make your application or interview experience a great one, please contact HRsupport@randstadusa.com.
Pay offered to a successful candidate will be based on several factors including the candidate's education, work experience, work location, specific job duties, certifications, etc. In addition, Randstad offers a comprehensive benefits package, including health, an incentive and recognition program, and 401K contribution (all benefits are based on eligibility).
For certain assignments, Covid-19 vaccination and/or testing may be required by Randstad's client or applicable federal mandate, subject to approved medical or religious accommodations. Carefully review the job posting for details on vaccine/testing requirements or ask your Randstad representative for more information.
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