Job Information
TEKsystems Staff Auditor in Phoenix, Arizona
We are supporting a Financial Services client with a Staff Auditor role. This role is 4 days a week onsite, one day remote. The Staff Auditor works with the internal audit team and business stakeholders to plan and perform basic to complex operational and regulatory audits. Additional responsibilities include Identifying control deficiencies, assessing exposure and significance, proposing cost effective recommendations, and preparing internal audit reports reflecting the results of the work performed. The internal auditor may perform follow-up on the status of outstanding audit issues and various ad hoc tasks assigned.
Responsibilities:
Perform audit work assessing design and operating effectiveness of internal controls (30%).
Prioritize and assist in scheduling audit tests to be performed, and interact with auditees to obtain the necessary information (25%).
Track remediation of Management Action Plans developed to address audit findings (15%).
Prepare and present findings as needed (10%).
Communicate audit results and recommendations both orally and in writing to the management (10%).
Contribute in identification of department operational efficiencies and changes in auditing operations (5%).
Schedule and conduct presentations at meetings with auditees and management as needed (5%).
Qualifications:
Bachelor’s Degree from accredited university is required.
2+ years previous audit experience.
1-2 years previous financial services industry experience.
Excellent analytical skills.
Ability to resolve problems and make decisions independently.
Excellent verbal and written communications.
Skilled in operating personal computer and various software packages (Microsoft Office, Outlook, Excel, etc.).
Nice to have:
IIA or Audit Certification (CIA, CFSA, CCSA, CRMA or CPA)
Knowledge of FINRA, SEC and compliance rules and regulations
2+ years previous financial services industry or audit experience
About TEKsystems:
We're partners in transformation. We help clients activate ideas and solutions to take advantage of a new world of opportunity. We are a team of 80,000 strong, working with over 6,000 clients, including 80% of the Fortune 500, across North America, Europe and Asia. As an industry leader in Full-Stack Technology Services, Talent Services, and real-world application, we work with progressive leaders to drive change. That's the power of true partnership. TEKsystems is an Allegis Group company.
The company is an equal opportunity employer and will consider all applications without regards to race, sex, age, color, religion, national origin, veteran status, disability, sexual orientation, gender identity, genetic information or any characteristic protected by law.