Student Veterans of America Jobs

Welcome to SVA’s jobs portal, your one-stop shop for finding the most up to date source of employment opportunities. We have partnered with the National Labor Exchange to provide you this information. You may be looking for part-time employment to supplement your income while you are in school. You might be looking for an internship to add experience to your resume. And you may be completing your training ready to start a new career. This site has all of those types of jobs.

Here are a few things you should know:
  • This site is mobile friendly. You do not need a log-in or password to access information.
  • Jobs on this site are original and unduplicated and come from three sources: the Federal government, state workforce agency job banks, and corporate career websites. All jobs are vetted to ensure there are no scams, training schemes, or phishing.
  • The site is refreshed daily to remove out-of-date content.
  • The newest jobs are listed first, so use the search features to match your interests. You can look for jobs in a specific geographical location, by title or keyword, or you can use the military crosswalk. You may want to do something different from your military career, but you undoubtedly have skills from that occupation that match to a civilian job.

Job Information

Hold Brothers Executive Vice President (Finance and Operations) in New York, New York

Hold Brothers Capital, LLC, a leading self-clearing proprietary broker-dealer, is seeking an EVP of Finance & Operations to oversee the self-clearing brokerage operations, related affiliates and serve as a member of our executive team. Reporting to the CEO, this role is responsible for the implementation and management of finance and accounting processes, external filing and financial reporting, and accounting controls and functions. This individual will collaborate with business unit and functional teams for the end to end process in producing consolidated financial statements and related disclosures as required by GAAP and the SEC. Additionally, this position will monitor emerging SEC guidelines and new and proposed U.S. GAAP accounting standards.

Essential Functions

  • Partner with CEO and senior management to work on day to day operations of proprietary trading firm.

  • Work with management to identify process improvements and make recommendations for change.

  • Conduct P & S and margin calculations to reconcile data.

  • Preparing financials and books and records for the Broker-Dealer according to GAAP and ensuring all regulatory reporting requirements are met.

  • Work with the CFO to provide relevant support to facilitate financial information analyses, reports, and recommendations.

  • Ensuring accurate and timely completion of the month-end, quarter-end, and year-end close process.

  • Keeping abreast of regulatory developments and making strategic recommendations for process/control modifications and the oversight of their implementation.

  • Maintaining relationships with key external stakeholders (regulatory/government bodies, external auditors) as it pertains to the Broker-Dealer.

  • Contributing value-added and strategic insight to organizational areas within the Firm and other stakeholders throughout the business.

  • Managing all tax planning and compliance with all required federal, state, local, payroll, property and other applicable taxes.

  • Supervision and/or performance of the Broker-Dealer’s responsibilities under all financial responsibility rules promulgated pursuant to the provisions of the Securities Exchange Act of 1934 (Exchange Act).

  • Being able to provide strong knowledge or accounting processes through clear communication and quick responsiveness to internal and external parties.

  • Collaborating with all departments to ensure financial information and new systems will efficiently and accurately consolidate with accounting processes and systems.

  • Facilitating and/or performing the following duties:

  • FOCUS Reports

  • Net Capital Computations

  • Supplemental Schedule of Income (SSOI)

  • Form Custody

  • Brokerage Statement Analysis

  • Securities Investor Protection Corporation (SIPC)

  • Annual Audit Support

  • FINRA Examination Support

  • Accounting Due Diligence

  • Bookkeeping

  • Other duties as assigned.

Requirements

Education:

  • B.S. in Accounting or Finance required; Advanced degree is a plus

  • Series 27 is required

  • CPA preferred but not required

Knowledge and Skills:

  • Must have Series 27

  • The ideal candidate is someone who is intelligent, professional, polished, and articulate, with good interpersonal and analytical skills.

  • 10+ years relevant broker-dealer experience working in Operations and/or Finance as a FINOP or Finance management position at a self-clearing broker-dealer.

  • Expert knowledge of broker-dealer operations, and regulatory reporting needs including FINRA, SEC, and other agencies as required.

  • Demonstrated analytical skills including the ability to synthesize quantitative and qualitative data to draw conclusions and assist on decision making.

  • Extremely reliable character with a demonstrated ability to handle sensitive information with discretion.

  • Prior experience across several disciplines including but not limited to Operations, Finance, Compliance, Risk Management, Cash Management, and Treasury is a plus.

Salary Range: $200,000 - $240,000

Benefits

Health insurance, Dental insurance, Paid time off

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