Job Information
Ameriprise Financial Senior Compliance Analyst (R24_0000000636) in Minneapolis, Minnesota
We have an exciting opportunity as a Sr. Compliance Analyst at Ameriprise! In this role you will Inspect assigned areas of practices and procedures to verify compliance with applicable law, government regulations, Company policies, and procedures. Ensure the proper recording of transactions and compliance with applicable laws and regulations. Key Responsibilities Assist business partners in developing and implementing adequate compliance policies and procedures. Investigate medium-complexity issues independently. Gather and track related information. Make appropriate recommendations. Assist in and/or lead the coordination of regulatory exams and inquiries, along with draft written inquiries. Research applicable laws and regulations and analyze their effect on business practices. Apply a working knowledge of laws, regulations, and internal policies related to Compliance. Maintain current knowledge of industry practices and developments. Serve as an expert resource on assigned subjects on more complex issues. Complete detailed data analysis, such as conducting in-depth reviews of internal business practices, as needed, to identify potential problems and mitigate risk. Recommend solutions, as appropriate. Escalate issues and maintain records, as required or appropriate. Required Qualifications Bachelor's Degree or Equivalent 3-5 years of relevant experience 2-3 years financial services industry experience. Analytical skills. Solid written and verbal communication skills. Probing skills. Ability to read, understand, and explain regulations. Preferred Qualifications Working knowledge of Ameriprise products, services, and processes.