Job Information
Morgan Stanley Operational Risk Compliance Tester in Budapest, Hungary
We offer: • The chance to work in the Legal and Compliance department of one of the world's top tier Financial Institutions and gain first-hand insight into our business • A competitive compensation and benefit package • Flexible working arrangements: core hours and opportunity to work from home 50% of the month • Professional development opportunities including access to Morgan Stanley's world-class internal trainings, financial and study-leave support for selected professional qualifications • Support in your career development by providing mentoring opportunities • A supportive, vibrant, and open-minded multinational environment, where your ideas are taken seriously. We accept individual differences and believe in teamwork
You Will: • Execute risk-based compliance testing and forensic testing to review and assess the effectiveness of the Firm’s policies and procedures including recommending corrective action plans for gaps identified from testing • Execut reviews from initiation to completion including conducting and documenting detailed walkthroughs of key processes to identify internal controls, developing, executing, and overseeing substantive testing of control and related procedures, and ultimately reporting identified issues • Prepare written reports describing the tests conducted, results and corrective action plans • Coordinate with Operational Risk testing personnel globally to track the progress of the test plan for reporting to senior management • Track status of corrective action plans agreed upon with the business • Track internal audit reviews and findings and review internal audit work-papers to identify opportunities to leverage their reviews for compliance testing • Remain current on industry rules, regulations, and best practices to make recommendations to the testing program
You Have: • 5 years’ experience working with medium to large sized investment management firms with diverse business lines is preferred • Testing, surveillance, operational risk, or auditing experience a plus • Knowledge of the Operational Risk and Non-Financial Risk • Knowledge of Fraud and Third Party Risk • Ability to assess preventative and detective controls • Strong analytical, organizational, and problem-solving skills • Ability to prioritize and work effectively on multiple reviews with different individuals at the same time • High degree of organization and attention to detail • Proficiency with Microsoft Word, Excel, PowerPoint, Adobe, SharePoint, Bloomberg, and ability to quickly learn automated systems, such as trade order management systems, portfolio accounting systems, pre/post trade surveillance systems and web applications
Team profile: The professionals in the Legal and Compliance Division “LCD” provide a wide range of services to our business units. LCD is made up of the Legal, Regulatory Relations, and Non-Financial Risk departments which preserve the firm’s invaluable reputation for integrity and protect the firm from sanctions with policies and procedures that are designed to meet regulatory requirements around the world. We also strive to maintain cooperative relationships with governmental policy makers and the regulatory and self-regulatory agencies that govern the firm’s businesses.
About us: Morgan Stanley provides a superior foundation for building a professional career - a place to learn, grow and achieve. You will be exposed to a truly international and multi-cultural environment that appreciates and respects who you are as a person. Our state-of-the-art offices in the City Centre have been designed to maximize collaboration."BPAUD"
Interested in flexible working opportunities? Morgan Stanley empowers employees to have greater freedom of choice through flexible working arrangements. Speak to our recruitment team to find out more.
Morgan Stanley is an equal opportunities employer. We work to provide a supportive and inclusive environment where all individuals can maximize their full potential. Our skilled and creative workforce is comprised of individuals drawn from a broad cross section of the global communities in which we operate and whom reflect a variety of backgrounds, talents, perspectives and experiences. Our strong commitment to a culture of inclusion is evident through our constant focus on recruiting, developing and advancing individuals based on their skills and talents.
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Learn about our culture and the opportunities for professional growth at Morgan Stanley Budapest:
Build a career with impact. Visit morganstanley.hu or LinkedIn for more information.
Job: *Compliance
Title: Operational Risk Compliance Tester
Location: Europe, Middle East, Africa-Hungary-Budapest
Requisition ID: 3249763